Frothingham v. Mellon

262 U.S. 447

Case Year: 1923

Case Ruling: 9-0, Affirmed

Opinion Justice: Sutherland

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FACTS

For a party to bring suit against another, it must first prove that it has standing, meaning that if the party bringing the litigation is not the appropriate party, the courts will not resolve the dispute. As Justice Brennan noted in Baker v. Carr, Article III requires that litigants demonstrate "such a personal stake in the outcome of the controversy as to assure that concrete adverseness which sharpens the presentation of issues upon which the Court so largely depends for illumination of difficult constitutional questions." In most private disputes, the litigants have no difficulty demonstrating a personal stake or injury. The more interesting constitutional questions have arisen in suits that involve parties wishing to challenge some government action on the grounds that they are taxpayers. Does the fact that these individuals pay taxes provide a sufficiently personal stake in litigation to meet the requirement for standing?

The Court first addressed this question in Frothingham v. Mellon (1923). At issue was the Sheppard-Towner Maternity Act, in which Congress provided federal maternity aid to the states to fund programs designed to reduce infant mortality rates. Although many progressive groups had lobbied for the law, other organizations viewed it as an unconstitutional intrusion into the family and into the rights of states. They decided to challenge it and enlisted one among their ranks, Harriet Frothingham, to serve as a plaintiff. She was not a participant in the program, but rather a taxpayer who did not want her tax dollars spent on it. Her attorneys argued that her status as a taxpayer gave her sufficient grounds to bring suit.


 

MR. JUSTICE SUTHERLAND DELIVERED THE OPINION OF THE COURT.

... [Frothingham] alleges that she is a taxpayer of the United States; and her contention, though not clear, seems to be that the effect of the appropriations complained of will be to increase the burden of future taxation and thereby take her property without due process of law. The right of a taxpayer to enjoin the execution of a federal appropriation act, on the ground that it is invalid and will result in taxation for illegal purposes, has never been passed upon by this Court.... The [federal taxpayer's] interest in the moneys of the Treasury--partly realized from taxation and partly from other sources--is shared with millions of others; is comparatively minute and indeterminable; and the effect upon future taxation, of any payment out of the funds, so remote, fluctuating and uncertain, that no basis is afforded for an appeal to the preventive powers of a court of equity.

The administration of any statute, likely to produce additional taxation to be imposed upon a vast number of taxpayers, the extent of whose several liability is indefinite and constantly changing, is essentially a matter of public and not of individual concern. If one taxpayer may champion and litigate such a cause, then every other taxpayer may do the same, not only in respect of the statute here under review but also in respect of every other appropriation act and statute whose administration requires the outlay of public money, and whose validity may be questioned. The bare suggestion of such a result, with its attendant inconveniences, goes far to sustain the conclusion which we have reached, that a suit of this character cannot be maintained. It is of much significance that no precedent sustaining the right to maintain suits like this has been called to our attention, although, since the formation of the government, as an examination of the acts of Congress will disclose, a large number of statutes appropriating or involving the expenditure of moneys for non-federal purposes have been enacted and carried into effect.

The functions of government under our system are apportioned. To the legislative department has been committed the duty of making laws; to the executive the duty of executing them; and to the judiciary the duty of interpreting and applying them in cases properly brought before the courts. The general rule is that neither department may invade the province of the other and neither may control, direct or restrain the action of the other. We are not now speaking of the merely ministerial duties of officials.... We have no power per se to review and annul acts of Congress on the ground that they are unconstitutional. That question may be considered only when the justification for some direct injury suffered or threatened, presenting a justiciable issue, is made to rest upon such an act. Then the power exercised is that of ascertaining and declaring the law applicable to the controversy. It amounts to little more than the negative power to disregard an unconstitutional enactment, which otherwise would stand in the way of the enforcement of a legal right. The party who invokes the power must be able to show not only that the statute is invalid but that he has sustained or is immediately in danger of sustaining some direct injury as the result of its enforcement, and not merely that he suffers in some indefinite way in common with people generally. If a case for preventive relief be presented the court enjoins, in effect, not the execution of the statute, but the acts of the official, the statute notwithstanding. Here the parties plaintiff have no such case. Looking through forms of words to the substance of their complaint, it is merely that officials of the executive department of the government are executing and will execute an act of Congress asserted to be unconstitutional; and this we are asked to prevent. To do so would be not to decide a judicial controversy, but to assume a position of authority over the governmental acts of another and co-equal department, an authority which plainly we do not possess.

Affirmed.